Gregory Garrabrants - 30 Jun 2026 Form 4 Insider Report for Axos Financial, Inc. (AX)

Reporting relationship: President and CEO, Director
Issuer ticker: AX
Reported as of: 30 Jun 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 01 Jul 2026, 18:52:18 UTC
Prior SEC filing: 06 Feb 2026
Source filing: View source filing
Reporting owner signature: By: Derrick Walsh For: Gregory Garrabrants

Key filing fact

Gregory Garrabrants filed Form 4 for Axos Financial, Inc. (AX) on 01 Jul 2026.

Key facts

This page summarizes Gregory Garrabrants's Form 4 filing for Axos Financial, Inc. (AX).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 01 Jul 2026, 18:52.

Change

Previous filing in this sequence was filed on 06 Feb 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001419425 Primary reporting owner

Garrabrants Gregory

Relationship: President and CEO, Director
Address: 9205 WEST RUSSELL ROAD, SUITE 400, LAS VEGAS
Signature: By: Derrick Walsh For: Gregory Garrabrants
Signature date: 01 Jul 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AX transaction

Common Stock

Award

Transaction value
Shares: +202,032
Change %: +14%
Price: $97.39^*
Shares after: 1,618,261
Date: 30 Jun 2026
Ownership: Direct
Footnotes: F1

AX transaction

Common Stock

Disposed to Issuer

Transaction value
Shares: -108,995
Change %: -6.7%
Price: $97.39^*
Shares after: 1,509,266
Date: 30 Jun 2026
Ownership: Direct
Footnotes: F2

AX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,047
Date: 30 Jun 2026
Ownership: 401(k) Plan

AX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 170,680
Date: 30 Jun 2026
Ownership: by Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AX transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -202,032
Change %: -34%
Price: $0.000000^*
Shares after: 392,747
Date: 30 Jun 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 202,032
Exercise price
Footnotes: F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents shares of Common Stock issued on June 30, 2026 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.

Footnote F2

Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Footnote F3

The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

Footnote F4

The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.