Robert P. Badavas - 18 Jun 2026 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Reporting relationship: Director
Issuer ticker: HTGC
Reported as of: 18 Jun 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 23 Jun 2026, 11:22:36 UTC
Prior SEC filing: 30 Mar 2026
Source filing: View source filing
Reporting owner signature: /s /Kiersten Zaza Botelho, Attorney-in-Fact for Robert Badavas

Key filing fact

Robert P. Badavas filed Form 4 for Hercules Capital, Inc. (HTGC) on 23 Jun 2026.

Key facts

This page summarizes Robert P. Badavas's Form 4 filing for Hercules Capital, Inc. (HTGC).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 23 Jun 2026, 11:22.

Change

Previous filing in this sequence was filed on 30 Mar 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001207407 Primary reporting owner

BADAVAS ROBERT P

Relationship: Director
Address: C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO
Signature: /s /Kiersten Zaza Botelho, Attorney-in-Fact for Robert Badavas
Signature date: 23 Jun 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HTGC transaction

Common Stock

Award

Transaction value
Shares: +3,873
Change %: +76%
Price: $15.49^*
Shares after: 8,943
Date: 18 Jun 2026
Ownership: Direct
Footnotes: F2

HTGC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 122,073
Date: 18 Jun 2026
Ownership: By Trust
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Held by the Robert P. Badavas Trust of 2007

Footnote F2

Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2026 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.