Mona Ashiya - 11 Jun 2026 Form 4 Insider Report for Shattuck Labs, Inc. (STTK)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
15 Jun 2026, 18:13:48 UTC
Prior SEC filing
09 Jun 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Mona Ashiya

Key filing fact

Mona Ashiya filed Form 4 for Shattuck Labs, Inc. (STTK) on 15 Jun 2026.

Key facts

  • This page summarizes Mona Ashiya's Form 4 filing for Shattuck Labs, Inc. (STTK).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 15 Jun 2026, 18:13.

Change

  • Previous filing in this sequence was filed on 09 Jun 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001794070 Primary reporting owner

Ashiya Mona

Relationship
Director
Address
C/O SHATTUCK LABS, INC, 500 W 5TH ST., AUSTIN
Signature
/s/ Mona Ashiya
Signature date
15 Jun 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

STTK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,255,106
Date
11 Jun 2026
Ownership
See Footnote
Footnotes
F3, F5
STTK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,051,021
Date
11 Jun 2026
Ownership
See Footnote
Footnotes
F4, F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

STTK transaction Derivative

Pre-Funded Warrants (right to buy)

Purchase

Transaction value
Shares
+1,041,667
Change %
+4.1%
Price
Shares after
26,519,541
Date
11 Jun 2026
Ownership
See Footnote
Underlying class
Common Stock
Underlying amount
1,041,667
Exercise price
$0.000100
Footnotes
F1, F2, F3, F5
STTK transaction Derivative

Pre-Funded Warrants (right to buy)

Purchase

Transaction value
Shares
+208,333
Change %
+4.1%
Price
Shares after
5,303,908
Date
11 Jun 2026
Ownership
See Footnote
Underlying class
Common Stock
Underlying amount
208,333
Exercise price
$0.000100
Footnotes
F1, F2, F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

On June 9, 2026, the Issuer announced a public offering of an aggregate of 10,879,376 shares of common stock ("Shares") at a price of $4.00 per Share and, in lieu of Shares to certain investors, pre-funded warrants ("Pre-Funded Warrants") to purchase up to an aggregate of 7,870,624 Shares at a price of $3.9999 per Pre-Funded Warrant. The Pre-Funded Warrant have an exercise price of $0.0001 per share and are exercisable at any time after the date of issuance. The public offering closed on June 11, 2026.

Footnote F2

The Pre-Funded Warrants are exercisable at any time after the date of issuance, subject to a 9.99% beneficial ownership blocker. The Pre-Funded Warrants will expire once exercised in full.

Footnote F3

These securities are held of record by OrbiMed Private Investments IX, LP ("OPI IX"). OrbiMed Capital GP IX LLC ("GP IX") is the general partner of OPI IX. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP IX. By virtue of such relationships, GP IX and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI XI. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPI IX.

Footnote F4

These securities are held of record by OrbiMed Genesis Master Fund, L.P. ("Genesis Master Fund"). OrbiMed Genesis GP LLC ("Genesis GP") is the general partner of Genesis Master Fund. OrbiMed Advisors is the managing member of Genesis GP. By virtue of such relationships, Genesis GP and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by Genesis Master Fund. OrbiMed Advisors exercises voting and investment power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by Genesis Master Fund.

Footnote F5

Each of the Reporting Person, OrbiMed Advisors, GP IX, and Genesis GP disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Person, OrbiMed Advisors, GP IX, or Genesis GP is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

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