Richard P. Schifter - 04 Jun 2026 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Reporting relationship: Director
Issuer ticker: LPLA
Reported as of: 04 Jun 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 08 Jun 2026, 16:13:29 UTC
Prior SEC filing: 19 May 2026
Source filing: View source filing
Reporting owner signature: /s/ Robert S. Hatfield III, attorney-in-fact

Key filing fact

Richard P. Schifter filed Form 4 for LPL Financial Holdings Inc. (LPLA) on 08 Jun 2026.

Key facts

This page summarizes Richard P. Schifter's Form 4 filing for LPL Financial Holdings Inc. (LPLA).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 08 Jun 2026, 16:13.

Change

Previous filing in this sequence was filed on 19 May 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001249554 Primary reporting owner

SCHIFTER RICHARD P

Relationship: Director
Address: C/O TPG, 301 COMMERCE STREET, SUITE 3300, FORT WORTH
Signature: /s/ Robert S. Hatfield III, attorney-in-fact
Signature date: 08 Jun 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LPLA transaction

Common Stock

Award

Transaction value
Shares: +19
Change %: +0.05%
Price: $0.000000^*
Shares after: 39,178
Date: 04 Jun 2026
Ownership: Direct
Footnotes: F1

LPLA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 440
Date: 04 Jun 2026
Ownership: By Co-Trustee of Grandchild's Trust #1
Footnotes: F2

LPLA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 440
Date: 04 Jun 2026
Ownership: By Co-Trustee of Grandchild's Trust #2
Footnotes: F2

LPLA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 440
Date: 04 Jun 2026
Ownership: By Co-Trustee of Grandchild's Trust #3
Footnotes: F2

LPLA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 440
Date: 04 Jun 2026
Ownership: By Co-Trustee of Grandchild's Trust #4
Footnotes: F2

LPLA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 440
Date: 04 Jun 2026
Ownership: By Co-Trustee of Grandchild's Trust #5
Footnotes: F2

LPLA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 440
Date: 04 Jun 2026
Ownership: By Co-Trustee of Grandchild's Trust #6
Footnotes: F2

LPLA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 440
Date: 04 Jun 2026
Ownership: By Co-Trustee of Grandchild's Trust #7
Footnotes: F2

LPLA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 440
Date: 04 Jun 2026
Ownership: By Co-Trustee of Grandchild's Trust #8
Footnotes: F2

LPLA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 440
Date: 04 Jun 2026
Ownership: By Co-Trustee of Grandchild's Trust #9
Footnotes: F2

LPLA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 440
Date: 04 Jun 2026
Ownership: By Co-Trustee of Grandchild's Trust #10
Footnotes: F2

LPLA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 440
Date: 04 Jun 2026
Ownership: By Co-Trustee of Grandchild's Trust #11
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Footnote F2

The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts.

SEC remarks

The signatory is signing on behalf of Richard P. Schifter pursuant to a Power of Attorney dated November 19, 2024.

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