Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
04 Jun 2026, 19:10:41 UTC
Prior SEC filing
20 May 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ North Run Strategic Opportunities Fund I, LP

Key filing fact

North Run Strategic Opportunities Fund I, LP filed Form 4 for LIGHTPATH TECHNOLOGIES INC (LPTH) on 04 Jun 2026.

Key facts

  • This page summarizes North Run Strategic Opportunities Fund I, LP's Form 4 filing for LIGHTPATH TECHNOLOGIES INC (LPTH).
  • 3 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 04 Jun 2026, 19:10.

Change

  • Previous filing in this sequence was filed on 20 May 2026.
  • Current net transaction value: -$49,999,600.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (4)

CIK 0002052913 Primary reporting owner

North Run Strategic Opportunities Fund I, LP

Relationship
Director, 10%+ Owner
Address
867 BOYLSTON STREET, 5TH FLOOR, #1361, BOSTON
Signature
/s/ North Run Strategic Opportunities Fund I, LP
Signature date
04 Jun 2026
CIK 0001283774

ELLIS THOMAS B

Relationship
Director
Address
867 BOYLSTON STREET, 5TH FLOOR, #1361, BOSTON
Signature
/s/ Thomas B. Ellis
Signature date
04 Jun 2026
CIK 0001283775

HAMMER TODD B

Relationship
Member
Address
867 BOYLSTON STREET, 5TH FLOOR, #1361, BOSTON
Signature
/s/ Todd B. Hammer
Signature date
04 Jun 2026
CIK 0002058804

North Run Strategic Opportunities Fund I GP, LLC

Relationship
Member
Address
867 BOYLSTON STREET, 5TH FLOOR, #1361, BOSTON
Signature
/s/ North Run Strategic Opportunities Fund I GP, LLC, By: /s/ Thomas B. Ellis, Member
Signature date
04 Jun 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LPTH transaction

Class A Common Stock

Conversion of derivative security

Transaction value
Shares
+3,571,400
Change %
+122%
Price
$2.15*
Shares after
6,506,228
Date
02 Jun 2026
Ownership
See footnote
Footnotes
F1, F2
LPTH transaction

Class A Common Stock

Conversion of derivative security

Transaction value
Shares
+3,571,400
Change %
+122%
Price
$2.15*
Shares after
6,506,228
Date
02 Jun 2026
Ownership
See footnote
Footnotes
F1, F2
LPTH transaction

Class A Common Stock

Conversion of derivative security

Transaction value
Shares
+3,571,400
Change %
+122%
Price
$2.15*
Shares after
6,506,228
Date
02 Jun 2026
Ownership
See footnote
Footnotes
F1, F2
LPTH transaction

Class A Common Stock

Conversion of derivative security

Transaction value
Shares
+3,571,400
Change %
+122%
Price
$2.15*
Shares after
6,506,228
Date
02 Jun 2026
Ownership
See footnote
Footnotes
F1, F2
LPTH transaction

Class A Common Stock

Sale

Transaction value
$49,999,600
Shares
-3,571,400
Change %
-55%
Price
$14.00
Shares after
2,934,828
Date
03 Jun 2026
Ownership
See footnote
Footnotes
F2, F3
LPTH transaction

Class A Common Stock

Sale

Transaction value
$49,999,600
Shares
-3,571,400
Change %
-55%
Price
$14.00
Shares after
2,934,828
Date
03 Jun 2026
Ownership
See footnote
Footnotes
F2, F3
LPTH transaction

Class A Common Stock

Sale

Transaction value
$49,999,600
Shares
-3,571,400
Change %
-55%
Price
$14.00
Shares after
2,934,828
Date
03 Jun 2026
Ownership
See footnote
Footnotes
F2, F3
LPTH transaction

Class A Common Stock

Sale

Transaction value
$49,999,600
Shares
-3,571,400
Change %
-55%
Price
$14.00
Shares after
2,934,828
Date
03 Jun 2026
Ownership
See footnote
Footnotes
F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LPTH transaction Derivative

Series G Convertible Preferred Stock

Conversion of derivative security

Transaction value
Shares
-7,679
Change %
-54%
Price
$0.000000*
Shares after
6,493
Date
02 Jun 2026
Ownership
See footnote
Underlying class
Class A Common Stock
Underlying amount
3,571,400
Exercise price
$2.15
Footnotes
F1, F2, F4
LPTH transaction Derivative

Series G Convertible Preferred Stock

Conversion of derivative security

Transaction value
Shares
-7,679
Change %
-54%
Price
$0.000000*
Shares after
6,493
Date
02 Jun 2026
Ownership
See footnote
Underlying class
Class A Common Stock
Underlying amount
3,571,400
Exercise price
$2.15
Footnotes
F1, F2, F4
LPTH transaction Derivative

Series G Convertible Preferred Stock

Conversion of derivative security

Transaction value
Shares
-7,679
Change %
-54%
Price
$0.000000*
Shares after
6,493
Date
02 Jun 2026
Ownership
See footnote
Underlying class
Class A Common Stock
Underlying amount
3,571,400
Exercise price
$2.15
Footnotes
F1, F2, F4
LPTH transaction Derivative

Series G Convertible Preferred Stock

Conversion of derivative security

Transaction value
Shares
-7,679
Change %
-54%
Price
$0.000000*
Shares after
6,493
Date
02 Jun 2026
Ownership
See footnote
Underlying class
Class A Common Stock
Underlying amount
3,571,400
Exercise price
$2.15
Footnotes
F1, F2, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

On June 2, 2026, the reporting persons converted 7,678.51 shares of the Issuer's Series G Convertible Preferred Stock into 3,571,400 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion.

Footnote F2

The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Footnote F3

On June 3, 2026, North Run Strategic Opportunities Fund I, LP sold 3,571,400 shares of Class A Common Stock in a registered secondary offering at a price of $14.00 per share.

Footnote F4

The preferred stock is perpetual and therefore has no expiration date.

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