Jonathan D. Holtaway - 02 Jun 2026 Form 4 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Reporting relationship: Director
Issuer ticker: HWBK
Reported as of: 02 Jun 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 04 Jun 2026, 12:43:56 UTC
Prior SEC filing: 17 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Arla R. Surls, Attorney-in-Fact, for Jonathan D. Holtaway

Key filing fact

Jonathan D. Holtaway filed Form 4 for HAWTHORN BANCSHARES, INC. (HWBK) on 04 Jun 2026.

Key facts

This page summarizes Jonathan D. Holtaway's Form 4 filing for HAWTHORN BANCSHARES, INC. (HWBK).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 04 Jun 2026, 12:43.

Change

Previous filing in this sequence was filed on 17 Feb 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001770553 Primary reporting owner

Holtaway Jonathan

Relationship: Director
Address: C/O HAWTHORN BANCSHARES, INC., 132 EAST HIGH STREET, PO BOX 688, JEFFERSON CITY
Signature: /s/ Arla R. Surls, Attorney-in-Fact, for Jonathan D. Holtaway
Signature date: 04 Jun 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HWBK transaction

Common Stock

Award

Transaction value
Shares: +500
Change %
Price: $0.000000^*
Shares after: 500
Date: 02 Jun 2026
Ownership: Direct
Footnotes: F1

HWBK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 28,500
Date: 02 Jun 2026
Ownership: By IRA

HWBK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 342,390
Date: 02 Jun 2026
Ownership: By Ategra Community Financial Institution Fund, LP
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents unvested restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled only in shares of Common Stock. The RSUs will fully vest on June 2, 2027, subject to the reporting person's continued service through the vesting date.

Footnote F2

The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.