Jonathan D. Holtaway - 31 Dec 2025 Form 5 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role: Director
Signature: /s/ Arla R. Surls, Attorney-in-Fact, for Jonathan D. Holtaway
Issuer symbol: HWBK
Transactions as of: 31 Dec 2025
Net transactions value: $0
Form type: 5
Filing time: 17 Feb 2026, 13:57:19 UTC
Previous filing: 28 Feb 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Holtaway Jonathan	Director	C/O HAWTHORN BANCSHARES, INC., 132 EAST HIGH STREET, PO BOX 688, JEFFERSON CITY	/s/ Arla R. Surls, Attorney-in-Fact, for Jonathan D. Holtaway	17 Feb 2026	0001770553

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HWBK	Common Stock						28,500	31 Dec 2025	By IRA
holding	HWBK	Common Stock						342,390	31 Dec 2025	By Ategra Community Financial Institution Fund, LP	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Content

The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.