David A. Lorber - 01 Jun 2026 Form 4 Insider Report for PhenixFIN Corp (PFX)

Reporting relationship: CHAIRMAN AND CEO, Director, 10%+ Owner
Issuer ticker: PFX
Reported as of: 01 Jun 2026
Net transaction value: +$389,605
SEC form: 4
Accepted by SEC: 03 Jun 2026, 17:23:00 UTC
Prior SEC filing: 14 May 2026
Source filing: View source filing
Reporting owner signature: /s/ David A. Lorber

Key filing fact

David A. Lorber filed Form 4 for PhenixFIN Corp (PFX) on 03 Jun 2026.

Key facts

This page summarizes David A. Lorber's Form 4 filing for PhenixFIN Corp (PFX).
6 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 03 Jun 2026, 17:23.

Change

Previous filing in this sequence was filed on 14 May 2026.
Current net transaction value: +$389,605.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001358538 Primary reporting owner

Lorber David A

Relationship: CHAIRMAN AND CEO, Director, 10%+ Owner
Address: 445 PARK AVENUE, 10TH FLOOR, NEW YORK
Signature: /s/ David A. Lorber
Signature date: 03 Jun 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PFX transaction

COMMON STOCK

Purchase

Transaction value: $41.2
Shares: +1
Change %: +0%
Price: $41.20
Shares after: 245,199
Date: 01 Jun 2026
Ownership: Direct

PFX transaction

COMMON STOCK

Purchase

Transaction value: $60,476
Shares: +1,363
Change %: +0.56%
Price: $44.37
Shares after: 246,562
Date: 01 Jun 2026
Ownership: Direct
Footnotes: F1

PFX transaction

COMMON STOCK

Purchase

Transaction value: $37,612
Shares: +836
Change %: +0.34%
Price: $44.99
Shares after: 247,398
Date: 01 Jun 2026
Ownership: Direct

PFX transaction

COMMON STOCK

Purchase

Transaction value: $111,161
Shares: +2,473
Change %: +1%
Price: $44.95
Shares after: 249,871
Date: 02 Jun 2026
Ownership: Direct
Footnotes: F2

PFX transaction

COMMON STOCK

Purchase

Transaction value: $35,520
Shares: +800
Change %: +0.32%
Price: $44.40
Shares after: 250,671
Date: 03 Jun 2026
Ownership: Direct

PFX transaction

COMMON STOCK

Purchase

Transaction value: $144,795
Shares: +3,183
Change %: +1.3%
Price: $45.49
Shares after: 253,854
Date: 03 Jun 2026
Ownership: Direct
Footnotes: F3

PFX holding

COMMON STOCK

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,378
Date: 01 Jun 2026
Ownership: By spouse
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $43.94 to $44.92, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.71 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.46 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

Footnote F4

Shares held in the reporting person's spouse's retirement account.