Jason W. Reese - 28 May 2026 Form 4 Insider Report for Great Elm Group, Inc. (GEG)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
01 Jun 2026, 21:30:55 UTC
Prior SEC filing
05 Mar 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Jason Reese, By: /s/ Jason Reese

Key filing fact

Jason W. Reese filed Form 4 for Great Elm Group, Inc. (GEG) on 01 Jun 2026.

Key facts

  • This page summarizes Jason W. Reese's Form 4 filing for Great Elm Group, Inc. (GEG).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 01 Jun 2026, 21:30.

Change

  • Previous filing in this sequence was filed on 05 Mar 2026.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (4)

CIK 0001479613 Primary reporting owner

Reese Jason W.

Relationship
Mr. Reese is the Chairman and Chief Executive Officer of the Issuer., Director, 10%+ Owner
Address
C/O IMPERIAL CAPITAL ASSET MANAGEMENT, 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS
Signature
Jason Reese, By: /s/ Jason Reese
Signature date
01 Jun 2026
CIK 0002047704

Imperial Capital Asset Management, LLC

Relationship
10%+ Owner
Address
3801 PGA BLVD., SUITE 603, PALM BEACH GARDENS
Signature
Long Ball Partners, LLC, By: Imperial Capital, Asset Management, LLC, its Managing Member, By: /s/ Jason Reese, Chairman & CEO
Signature date
01 Jun 2026
CIK 0001308057

LONG BALL PARTNERS LLC

Relationship
10%+ Owner
Address
C/O IMPERIAL CAPITAL ASSET MANAGEMENT, 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS
Signature
Imperial Capital Asset Management, LLC, By: /s/ Jason Reese, Chairman & CEO
Signature date
01 Jun 2026
CIK 0001961798

Imperial Capital Group Holdings II, LLC

Relationship
10%+ Owner
Address
3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS
Signature
Imperial Capital Group Holdings II, LLC, By: /s/ Jason Reese, its Authorized Signatory
Signature date
01 Jun 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GEG transaction

Common Stock

Gift

Transaction value
Shares
-99,637
Change %
-9%
Price
$0.000000*
Shares after
1,004,327
Date
28 May 2026
Ownership
Direct
Footnotes
F4
GEG transaction

Common Stock

Gift

Transaction value
Shares
-99,637
Change %
-9%
Price
$0.000000*
Shares after
1,004,327
Date
28 May 2026
Ownership
Direct
Footnotes
F4
GEG transaction

Common Stock

Gift

Transaction value
Shares
-99,637
Change %
-9%
Price
$0.000000*
Shares after
1,004,327
Date
28 May 2026
Ownership
Direct
Footnotes
F4
GEG transaction

Common Stock

Gift

Transaction value
Shares
-99,637
Change %
-9%
Price
$0.000000*
Shares after
1,004,327
Date
28 May 2026
Ownership
Direct
Footnotes
F4
GEG holding

Common stock, par value $0.01 per share ("Common Stock")

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,379,646
Date
28 May 2026
Ownership
See Footnotes
Footnotes
F1, F2, F3
GEG holding

Common stock, par value $0.01 per share ("Common Stock")

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,379,646
Date
28 May 2026
Ownership
See Footnotes
Footnotes
F1, F2, F3
GEG holding

Common stock, par value $0.01 per share ("Common Stock")

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,379,646
Date
28 May 2026
Ownership
See Footnotes
Footnotes
F1, F2, F3
GEG holding

Common stock, par value $0.01 per share ("Common Stock")

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,379,646
Date
28 May 2026
Ownership
See Footnotes
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

This Common Stock is held directly by Long Ball Partners, LLC ("Long Ball"), Imperial Capital Asset Management, LLC ("ICAM") and Imperial Capital Group Holdings II, LLC ("ICGH2"). Mr. Reese is portfolio manager to Long Ball and is Chairman and Chief Executive Officer of ICAM, which is the managing member of and investment manager to Long Ball. Mr. Reese is one of the owners of Imperial Capital Group Holdings, LLC, which is the managing member of ICGH2. Mr. Reese has voting and dispositive power over the shares of Common Stock held directly by each of Long Ball, ICAM and ICGH2.

Footnote F2

Consists of 5,009,662 shares held directly by Long Ball, 909,084 shares held directly by ICAM, and 460,900 shares held directly by ICGH2.

Footnote F3

Each of Mr. Reese, ICAM, Long Ball and ICGH2 disclaims beneficial ownership of the securities reported herein, except to the extent of that person's pecuniary interest.

Footnote F4

Reflects an exempt gift made by Mr. Reese to a charitable giving fund.

SEC remarks

Mr. Reese is the Chairman and Chief Executive Officer of the Issuer.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .