Andrew Olson - 18 May 2026 Form 3 Insider Report for Hercules Capital, Inc. (HTGC)

Reporting relationship: Chief Financial Officer
Issuer ticker: HTGC
Reported as of: 18 May 2026
Net transaction value: $0
SEC form: 3
Accepted by SEC: 28 May 2026, 14:24:26 UTC
Source filing: View source filing
Reporting owner signature: /s /Kiersten Zaza Botelho, Attorney-in-Fact for Andrew Olson

Key filing fact

Andrew Olson filed Form 3 for Hercules Capital, Inc. (HTGC) on 28 May 2026.

Key facts

This page summarizes Andrew Olson's Form 3 filing for Hercules Capital, Inc. (HTGC).
0 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 28 May 2026, 14:24.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reporting Owners (1)

CIK 0001627218 Primary reporting owner

Olson Andrew

Relationship: Chief Financial Officer
Address: C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO
Signature: /s /Kiersten Zaza Botelho, Attorney-in-Fact for Andrew Olson
Signature date: 28 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HTGC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 30,386
Date: 18 May 2026
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HTGC holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 18 May 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 25,756
Exercise price: $0.000000
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Includes 25,756 shares of an unvested restricted stock award granted on May 15, 2026 pursuant to the 2018 Amended Equity Incentive Plan. The grant vests as to one third of the shares approximately one year after, but not before, the first anniversary of the grant date followed by equal quarterly vestings over approximately two years.

Footnote F2

Represents 25,756 units of an unvested restricted stock unit award granted on May 15, 2026 pursuant to the 2018 Amended Equity Incentive Plan. The grant will vest 100% on May 15, 2033.