David Krempa - 22 May 2026 Form 4 Insider Report for Eton Pharmaceuticals, Inc. (ETON)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
27 May 2026, 18:28:36 UTC
Prior SEC filing
14 Jan 2026
Next SEC filing
30 Jun 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Judith Matthews

Key filing fact

David Krempa filed Form 4 for Eton Pharmaceuticals, Inc. (ETON) on 27 May 2026.

Key facts

  • This page summarizes David Krempa's Form 4 filing for Eton Pharmaceuticals, Inc. (ETON).
  • 15 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 27 May 2026, 18:28.

Change

  • Previous filing in this sequence was filed on 14 Jan 2026.
  • Current net transaction value: -$3,229,923.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001968254 Primary reporting owner

Krempa David

Relationship
Chief Business Officer
Address
C/O ETON PHARMACEUTICALS, INC., 21925 W. FIELD PARKWAY, SUITE 235, DEERPARK
Signature
/s/ Judith Matthews
Signature date
27 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ETON transaction

Common Stock

Options Exercise

Transaction value
Shares
+30,591
Change %
+82%
Price
$3.58*
Shares after
68,046
Date
22 May 2026
Ownership
Direct
ETON transaction

Common Stock

Sale

Transaction value
$1,095,057
Shares
-32,963
Change %
-48%
Price
$33.22
Shares after
35,083
Date
22 May 2026
Ownership
Direct
Footnotes
F1, F7
ETON transaction

Common Stock

Sale

Transaction value
$315,594
Shares
-9,315
Change %
-27%
Price
$33.88
Shares after
25,768
Date
22 May 2026
Ownership
Direct
Footnotes
F1, F2
ETON transaction

Common Stock

Sale

Transaction value
$18,165
Shares
-519
Change %
-2%
Price
$35.00
Shares after
25,249
Date
22 May 2026
Ownership
Direct
ETON transaction

Common Stock

Options Exercise

Transaction value
Shares
+25,000
Change %
+99%
Price
$1.38*
Shares after
50,249
Date
26 May 2026
Ownership
Direct
ETON transaction

Common Stock

Options Exercise

Transaction value
Shares
+12,524
Change %
+25%
Price
$1.37*
Shares after
62,773
Date
26 May 2026
Ownership
Direct
ETON transaction

Common Stock

Sale

Transaction value
$1,181,732
Shares
-37,524
Change %
-60%
Price
$31.49
Shares after
25,249
Date
26 May 2026
Ownership
Direct
Footnotes
F1, F3
ETON transaction

Common Stock

Options Exercise

Transaction value
Shares
+12,476
Change %
+49%
Price
$1.37*
Shares after
37,725
Date
27 May 2026
Ownership
Direct
ETON transaction

Common Stock

Options Exercise

Transaction value
Shares
+7,203
Change %
+19%
Price
$3.58*
Shares after
44,928
Date
27 May 2026
Ownership
Direct
ETON transaction

Common Stock

Sale

Transaction value
$619,375
Shares
-19,679
Change %
-44%
Price
$31.47
Shares after
25,249
Date
27 May 2026
Ownership
Direct
Footnotes
F1, F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ETON transaction Derivative

Employee Stock Option

Options Exercise

Transaction value
Shares
-30,591
Change %
-20%
Price
$0.000000*
Shares after
125,609
Date
22 May 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
30,591
Exercise price
$3.58
Footnotes
F4
ETON transaction Derivative

Employee Stock Option

Options Exercise

Transaction value
Shares
-25,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
26 May 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
25,000
Exercise price
$1.38
Footnotes
F8
ETON transaction Derivative

Employee Stock Option

Options Exercise

Transaction value
Shares
-12,524
Change %
-50%
Price
$0.000000*
Shares after
12,476
Date
26 May 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,524
Exercise price
$1.37
Footnotes
F6
ETON transaction Derivative

Employee Stock Option

Options Exercise

Transaction value
Shares
-12,476
Change %
-100%
Price
$0.000000*
Shares after
0
Date
27 May 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,476
Exercise price
$1.37
Footnotes
F6
ETON transaction Derivative

Employee Stock Option

Options Exercise

Transaction value
Shares
-7,203
Change %
-5.7%
Price
$0.000000*
Shares after
118,406
Date
27 May 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,203
Exercise price
$3.58
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Footnote F2

The shares were sold in multiple trades at prices ranging from $33.68 to $34.66. The price reported above reflects the weighted average sales price.

Footnote F3

The shares were sold in multiple trades at prices ranging from $31.27 to $32.16. The price reported above reflects the weighted average sales price.

Footnote F4

The shares subject to the option vested in 48 equal monthly installments from the date of grant (3-12-2020) until fully vested.

Footnote F5

The shares were sold in multiple trades at prices ranging from $31.25 to $31.825. The price reported above reflects the weighted average sales price.

Footnote F6

The shares subject to the option vested annually from the date of grant (11-10-2017) in four equal installments.

Footnote F7

The shares were sold in multiple trades at prices ranging from $32.67 to $33.65. The price reported above reflects the weighted average sales price.

Footnote F8

The shares subject to option vested annually from the date of grant (8-7-2017) in four equal installments.

SEC remarks

The reporting person has authorized and designated the named person to file this Form 4 on the reporting person's behalf for indefinite duration.

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