Joseph E. Creed - 26 May 2026 Form 4 Insider Report for CATERPILLAR INC (CAT)

Reporting relationship: Chief Executive Officer
Issuer ticker: CAT
Reported as of: 26 May 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 27 May 2026, 15:11:28 UTC
Prior SEC filing: 12 May 2026
Source filing: View source filing
Reporting owner signature: /s/ Nicole Puza, POA for Joseph E. Creed

Key filing fact

Joseph E. Creed filed Form 4 for CATERPILLAR INC (CAT) on 27 May 2026.

Key facts

This page summarizes Joseph E. Creed's Form 4 filing for CATERPILLAR INC (CAT).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 27 May 2026, 15:11.

Change

Previous filing in this sequence was filed on 12 May 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001739859 Primary reporting owner

Creed Joseph E

Relationship: Chief Executive Officer
Address: 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING
Signature: /s/ Nicole Puza, POA for Joseph E. Creed
Signature date: 27 May 2026

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CAT transaction Derivative

Phantom Stock Units

Award

Transaction value
Shares: +18
Change %: +0.16%
Price: $908.55^*
Shares after: 11,001
Date: 26 May 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 18
Exercise price
Footnotes: F1, F2, F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.

Footnote F2

This total includes 9 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan ("the Plan") at a price per share of $908.55 and 9 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration.

Footnote F3

The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service.

Footnote F4

Includes adjustments for dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phantom stock units the reporting person is deemed to own may change between any given dates due to differences in the percentages of cash and stock in the unitized fund on those dates.