Forrest T. Reynolds - 22 May 2026 Form 4 Insider Report for Ascent Solar Technologies, Inc. (ASTI)

Reporting relationship: Director
Issuer ticker: ASTI
Reported as of: 22 May 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 26 May 2026, 21:03:51 UTC
Prior SEC filing: 07 Jan 2026
Next SEC filing: 28 May 2026
Source filing: View source filing
Reporting owner signature: /s/ Forrest T. Reynolds

Filing notes and source

Key filing fact

Forrest T. Reynolds filed Form 4 for Ascent Solar Technologies, Inc. (ASTI) on 26 May 2026.

Key facts

This page summarizes Forrest T. Reynolds's Form 4 filing for Ascent Solar Technologies, Inc. (ASTI).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 26 May 2026, 21:03.

Change

Previous filing in this sequence was filed on 07 Jan 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001948054 Primary reporting owner

Forrest Reynolds T.

Relationship: Director
Address: C/O ASCENT SOLAR TECHNOLOGIES, INC., 12300 GRANT STREET, THORNTON
Signature: /s/ Forrest T. Reynolds
Signature date: 26 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ASTI transaction

Common Stock

Conversion of derivative security

Transaction value
Shares: +28,343
Change %: +9084%
Price: $2.50^*
Shares after: 28,655
Date: 22 May 2026
Ownership: Direct
Footnotes: F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ASTI transaction Derivative

Series 1C Convertible Preferred Stock

Conversion of derivative security

Transaction value
Shares: -61
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 22 May 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount
Exercise price: $2.50
Footnotes: F1, F2, F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

On October 17, 2024, the Reporting Person entered into a securities purchase agreement to purchase up to 965 shares of the Company's newly issued Series 1C convertible preferred stock at a purchase price of $1,000 per Series 1C preferred share. The parties only closed on the purchase of 150 Series 1C preferred shares. The stated value and accrued dividends on Series 1C preferred shares is convertible into common stock beginning on 4/18/2025 at a conversion price of $2.50 per common share.

Footnote F2

The Series 1C preferred stock is perpetual and therefore has no expiration date.

Footnote F3

Each Series 1C share has a Stated Value of $1,000. The Stated Value (and accrued dividends thereon) are convertible into shares of common stock based at the conversion price of $2.50 per common share.

Footnote F4

On 5/22/2026, the Reporting Person converted 61 shares of Series 1C preferred stock (including accrued dividends thereon) into an aggregate 28,343 shares of common stock.