Albert J. Ko - 15 May 2026 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Reporting relationship: Director
Issuer ticker: LPLA
Reported as of: 15 May 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 19 May 2026, 16:20:00 UTC
Prior SEC filing: 28 May 2025
Source filing: View source filing
Reporting owner signature: /s/ Robert S. Hatfield III, attorney-in-fact

Key filing fact

Albert J. Ko filed Form 4 for LPL Financial Holdings Inc. (LPLA) on 19 May 2026.

Key facts

This page summarizes Albert J. Ko's Form 4 filing for LPL Financial Holdings Inc. (LPLA).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 19 May 2026, 16:20.

Change

Previous filing in this sequence was filed on 28 May 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001960503 Primary reporting owner

Ko Albert J

Relationship: Director
Address: C/O LPL FINANCIAL HOLDINGS INC., 4707 EXECUTIVE DRIVE, SAN DIEGO
Signature: /s/ Robert S. Hatfield III, attorney-in-fact
Signature date: 19 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LPLA transaction

Common Stock

Award

Transaction value
Shares: +712
Change %: +28%
Price: $0.000000^*
Shares after: 3,299
Date: 15 May 2026
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy. This restricted stock is scheduled to vest in full on May 20, 2027.

Footnote F2

Includes 21 shares that were acquired before Mr. Ko became a director that were inadvertently omitted from his Form 3 filed on January 11, 2023.

SEC remarks

The signatory is signing on behalf of Albert J. Ko pursuant to a Power of Attorney dated November 20, 2024.