Key facts
- This page summarizes Ludwig Thomas van's Form 4 filing for Heritage Global Inc. (HGBL).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 18 May 2026, 18:34.
Ludwig Thomas van - 14 May 2026 Form 4 Insider Report for Heritage Global Inc. (HGBL)
- Reporting relationship
- President, NLEX
- Issuer ticker
- HGBL
- Reported as of
- 14 May 2026
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 18 May 2026, 18:34:10 UTC
- Prior SEC filing
- 25 Mar 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Thomas Van Ludwig by James Sklar POA
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Ludwig Thomas van filed Form 4 for Heritage Global Inc. (HGBL) on 18 May 2026.
Change
- Previous filing in this sequence was filed on 25 Mar 2026.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0002124450
Primary reporting owner
Ludwig Thomas Van
- Relationship
- President, NLEX
- Address
- 6130 NANCY RIDGE DRIVE, SAN DIEGO
- Signature
- /s/ Thomas Van Ludwig by James Sklar POA
- Signature date
- 18 May 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HGBL
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +31,875
- Change %
- +15%
- Price
- $0.7000*
- Shares after
- 246,527
- Date
- 14 May 2026
- Ownership
- Direct
HGBL
transaction
Common Stock
Tax liability
- Transaction value
- Shares
- +23,919
- Change %
- +12%
- Price
- $1.22*
- Shares after
- 222,608
- Date
- 14 May 2026
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HGBL
transaction
Derivative
Options to purchase common stock
Options Exercise
- Transaction value
- Shares
- -31,875
- Change %
- -27%
- Price
- $0.000000*
- Shares after
- 85,000
- Date
- 14 May 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 31,875
- Exercise price
- $0.7000
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
Options were granted 6/1/2019 and vested 25% annually beginning on the first anniversary of the grant date.