Gerard P. Smyth - 14 May 2026 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Reporting relationship: EVP & Hd. of Tech. & Serv. Del
Issuer ticker: AMP
Reported as of: 14 May 2026
Net transaction value: -$2,955,607
SEC form: 4
Accepted by SEC: 18 May 2026, 16:17:16 UTC
Prior SEC filing: 03 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Wendy B. Mahling for Gerard P. Smyth

Key filing fact

Gerard P. Smyth filed Form 4 for AMERIPRISE FINANCIAL INC (AMP) on 18 May 2026.

Key facts

This page summarizes Gerard P. Smyth's Form 4 filing for AMERIPRISE FINANCIAL INC (AMP).
4 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 18 May 2026, 16:17.

Change

Previous filing in this sequence was filed on 03 Feb 2026.
Current net transaction value: -$2,955,607.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001823254 Primary reporting owner

Smyth Gerard P.

Relationship: EVP & Hd. of Tech. & Serv. Del
Address: 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS
Signature: /s/ Wendy B. Mahling for Gerard P. Smyth
Signature date: 18 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AMP transaction

Common Stock

Options Exercise

Transaction value
Shares: +2,221
Change %: +19%
Price: $165.41^*
Shares after: 13,795
Date: 14 May 2026
Ownership: Direct

AMP transaction

Common Stock

Tax liability

Transaction value
Shares: -1,437
Change %: -10%
Price: $471.22^*
Shares after: 12,358
Date: 14 May 2026
Ownership: Direct

AMP transaction

Common Stock

Sale

Transaction value: $2,955,607
Shares: -6,255
Change %: -51%
Price: $472.52
Shares after: 6,103
Date: 14 May 2026
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AMP transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
Shares: -2,221
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 14 May 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,221
Exercise price: $165.41
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Reflects the weighted average price of 6,255 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on May 14, 2026 with sale prices ranging from $472.19 to $472.7551 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Footnote F2

Fully vested.