Gerard P. Smyth - 31 Jan 2026 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
EVP & CIO
Signature
/s/ Wendy B. Mahling for Gerard P. Smyth
Issuer symbol
AMP
Transactions as of
31 Jan 2026
Net transactions value
-$71,698
Form type
4
Filing time
03 Feb 2026, 21:03:46 UTC
Previous filing
29 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Smyth Gerard P. EVP & CIO 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS /s/ Wendy B. Mahling for Gerard P. Smyth 03 Feb 2026 0001823254

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Tax liability $71,698 -136 -1.3% $527.19 10,560 31 Jan 2026 Direct
transaction AMP Common Stock Award $0 +1,014 +9.6% $0.000000 11,574 02 Feb 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Award $0 +3,315 $0.000000 3,315 02 Feb 2026 Common Stock 3,315 $532.18 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026.