Joseph E. Creed - 11 May 2026 Form 4 Insider Report for CATERPILLAR INC (CAT)

Reporting relationship: Chief Executive Officer
Issuer ticker: CAT
Reported as of: 11 May 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 12 May 2026, 16:31:32 UTC
Prior SEC filing: 27 Apr 2026
Next SEC filing: 27 May 2026
Source filing: View source filing
Reporting owner signature: /s/ Nicole Puza, POA for Joseph E. Creed

Key filing fact

Joseph E. Creed filed Form 4 for CATERPILLAR INC (CAT) on 12 May 2026.

Key facts

This page summarizes Joseph E. Creed's Form 4 filing for CATERPILLAR INC (CAT).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 12 May 2026, 16:31.

Change

Previous filing in this sequence was filed on 27 Apr 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001739859 Primary reporting owner

Creed Joseph E

Relationship: Chief Executive Officer
Address: 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING
Signature: /s/ Nicole Puza, POA for Joseph E. Creed
Signature date: 12 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CAT transaction

Common Stock

Tax liability

Transaction value
Shares: -574
Change %: -1.6%
Price: $912.03^*
Shares after: 34,507
Date: 11 May 2026
Ownership: Direct
Footnotes: F1

CAT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 11,804
Date: 11 May 2026
Ownership: Held by 401(k) Plan
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of restricted stock units granted on May 9, 2025.

Footnote F2

The information in this report is based on a 401(k) plan statement dated as of April 30, 2026.