Kyle J. Epley - 08 May 2026 Form 4 Insider Report for CATERPILLAR INC (CAT)

Reporting relationship: Chief Financial Officer
Issuer ticker: CAT
Reported as of: 08 May 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 12 May 2026, 13:23:12 UTC
Prior SEC filing: 04 May 2026
Next SEC filing: 27 May 2026
Source filing: View source filing
Reporting owner signature: /s/ Nicole Puza, POA for Kyle J. Epley

Key filing fact

Kyle J. Epley filed Form 4 for CATERPILLAR INC (CAT) on 12 May 2026.

Key facts

This page summarizes Kyle J. Epley's Form 4 filing for CATERPILLAR INC (CAT).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 12 May 2026, 13:23.

Change

Previous filing in this sequence was filed on 04 May 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002131716 Primary reporting owner

Epley Kyle Joseph

Relationship: Chief Financial Officer
Address: 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING
Signature: /s/ Nicole Puza, POA for Kyle J. Epley
Signature date: 12 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CAT transaction

Common Stock

Award

Transaction value
Shares: +515
Change %: +3%
Price: $0.000000^*
Shares after: 17,705
Date: 08 May 2026
Ownership: Direct

CAT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,186
Date: 08 May 2026
Ownership: Held by 401(k) plan
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CAT transaction Derivative

Employee Stock Options

Award

Transaction value
Shares: +1,394
Change %
Price: $0.000000^*
Shares after: 1,394
Date: 08 May 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,394
Exercise price: $897.45
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The information in this report is based on a 401(k) plan statement dated as of April 30, 2026.

Footnote F2

The stock options were granted pursuant to the Caterpillar Inc. 2023 Long-Term Incentive Plan and vest equally in 1/3 increments. 1/3 vests on the first anniversary of the grant date; 1/3 vests on March 2, 2028 and 1/3 vests on March 2, 2029.