Albert G. Lowenthal - 06 Feb 2026 Form 4 Insider Report for OPPENHEIMER HOLDINGS INC (OPY)

Reporting relationship: Chairman, Director, 10%+ Owner
Issuer ticker: OPY
Reported as of: 06 Feb 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 11 May 2026, 16:08:23 UTC
Prior SEC filing: 29 Jan 2026
Source filing: View source filing
Reporting owner signature: /s/ Jenny Chan, as Attorney-in-fact for Albert G. Lowenthal

Key filing fact

Albert G. Lowenthal filed Form 4 for OPPENHEIMER HOLDINGS INC (OPY) on 11 May 2026.

Key facts

This page summarizes Albert G. Lowenthal's Form 4 filing for OPPENHEIMER HOLDINGS INC (OPY).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 11 May 2026, 16:08.

Change

Previous filing in this sequence was filed on 29 Jan 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001041339 Primary reporting owner

LOWENTHAL ALBERT G

Relationship: Chairman, Director, 10%+ Owner
Address: OPPENHEIMER HOLDINGS INC., 85 BROAD STREET, NEW YORK
Signature: /s/ Jenny Chan, as Attorney-in-fact for Albert G. Lowenthal
Signature date: 11 May 2026

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OPY transaction Derivative

Restricted Class A non-voting common stock

Other

Transaction value
Shares: +40,000
Change %: +18%
Price
Shares after: 267,500
Date: 06 Feb 2026
Ownership: Direct
Underlying class: Class A non-voting common stock
Underlying amount: 40,000
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death.