ALBERT G. LOWENTHAL - 28 Jan 2026 Form 4 Insider Report for OPPENHEIMER HOLDINGS INC (OPY)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Jenny Chan, as Attorney-in-fact for Albert G. Lowenthal
Issuer symbol
OPY
Transactions as of
28 Jan 2026
Net transactions value
$0
Form type
4
Filing time
29 Jan 2026, 16:48:07 UTC
Previous filing
09 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
LOWENTHAL ALBERT G CEO, Director, 10%+ Owner OPPENHEIMER HOLDINGS INC., 85 BROAD STREET, NEW YORK /s/ Jenny Chan, as Attorney-in-fact for Albert G. Lowenthal 28 Jan 2026 0001041339

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPY Class A non-voting common stock Other +55,725 +28% 254,876 28 Jan 2026 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPY Restricted Class A non-voting common stock Other -110,000 -33% 227,500 28 Jan 2026 Class A non-voting common stock 110,000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited.