Bob de Lange - 06 May 2026 Form 4 Insider Report for CATERPILLAR INC (CAT)

Reporting relationship: Group President
Issuer ticker: CAT
Reported as of: 06 May 2026
Net transaction value: -$22,354,978
SEC form: 4
Accepted by SEC: 07 May 2026, 17:35:43 UTC
Prior SEC filing: 27 Apr 2026
Next SEC filing: 16 Jun 2026
Source filing: View source filing
Reporting owner signature: /s/ Nicole Puza, POA for Bob De Lange

Key filing fact

Bob de Lange filed Form 4 for CATERPILLAR INC (CAT) on 07 May 2026.

Key facts

This page summarizes Bob de Lange's Form 4 filing for CATERPILLAR INC (CAT).
5 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 07 May 2026, 17:35.

Change

Previous filing in this sequence was filed on 27 Apr 2026.
Current net transaction value: -$22,354,978.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001694342 Primary reporting owner

De Lange Bob

Relationship: Group President
Address: 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING
Signature: /s/ Nicole Puza, POA for Bob De Lange
Signature date: 07 May 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CAT transaction

Common Stock

Options Exercise

Transaction value
Shares: +28,105
Change %: +33%
Price: $127.60^*
Shares after: 114,134
Date: 06 May 2026
Ownership: Direct

CAT transaction

Common Stock

Tax liability

Transaction value
Shares: -3,883
Change %: -3.4%
Price: $923.38^*
Shares after: 110,251
Date: 06 May 2026
Ownership: Direct

CAT transaction

Common Stock

Sale

Transaction value: $13,349,298
Shares: -14,470
Change %: -13%
Price: $922.55
Shares after: 95,781
Date: 06 May 2026
Ownership: Direct
Footnotes: F1

CAT transaction

Common Stock

Sale

Transaction value: $9,005,679
Shares: -9,752
Change %: -10%
Price: $923.47
Shares after: 86,029
Date: 06 May 2026
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CAT transaction Derivative

Employee Stock Options

Options Exercise

Transaction value
Shares: -28,105
Change %: -50%
Price: $127.60^*
Shares after: 28,105
Date: 06 May 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 28,105
Exercise price: $127.60
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

This transaction was executed in multiple trades at prices ranging from $922.08 to $923.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F2

This transaction was executed in multiple trades at prices ranging from $923.08 to $924.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F3

The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.