Key facts
- This page summarizes David B. Smith Jr.'s Form 4 filing for NORTHERN TRUST CORP (NTRS).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 01 May 2026, 16:01.
David B. Smith Jr. - 30 Apr 2026 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)
- Reporting relationship
- Director
- Issuer ticker
- NTRS
- Reported as of
- 30 Apr 2026
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 01 May 2026, 16:01:19 UTC
- Prior SEC filing
- 23 Apr 2026
- Next SEC filing
- 12 May 2026
- Source filing
- View source filing
- Reporting owner signature
- David A. Serna Attorney-in-Fact for David H. B. Smith, Jr.
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David B. Smith Jr. filed Form 4 for NORTHERN TRUST CORP (NTRS) on 01 May 2026.
Change
- Previous filing in this sequence was filed on 23 Apr 2026.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001478669
Primary reporting owner
SMITH DAVID BYRON JR
- Relationship
- Director
- Address
- 50 SOUTH LA SALLE ST, CHICAGO
- Signature
- David A. Serna Attorney-in-Fact for David H. B. Smith, Jr.
- Signature date
- 01 May 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NTRS
transaction
Common Stock
Gift
- Transaction value
- Shares
- +1,200
- Change %
- +1.4%
- Price
- $0.000000*
- Shares after
- 86,037
- Date
- 30 Apr 2026
- Ownership
- By Revocable Trust
- Footnotes
- F1
NTRS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 989
- Date
- 30 Apr 2026
- Ownership
- Direct
- Footnotes
- F2
NTRS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,704
- Date
- 30 Apr 2026
- Ownership
- By Trust
- Footnotes
- F3
NTRS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,125
- Date
- 30 Apr 2026
- Ownership
- By Trust fbo Child 1
- Footnotes
- F4
NTRS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,125
- Date
- 30 Apr 2026
- Ownership
- By Trust fbo Child 2
- Footnotes
- F4
NTRS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,125
- Date
- 30 Apr 2026
- Ownership
- By Trust fbo Child 3
- Footnotes
- F4
NTRS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 992,560
- Date
- 30 Apr 2026
- Ownership
- By Trust
- Footnotes
- F1, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
On April 30, 2026, a trust in which the reporting person has a partial direct pecuniary interest distributed 9,600 shares of the Corporation's common stock to such trust's beneficiaries, of which 1,200 shares were distributed to the reporting person.
Footnote F2
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Footnote F3
Shares are held in a trust established for the benefit of the reporting person and his children, of which the reporting person is a co-trustee and shares investment control.
Footnote F4
Shares are held in a trust established for the benefit of one of the reporting person's children, of which the reporting person is a co-trustee and shares investment control.
Footnote F5
These shares are held in a trust of which reporting person has a partial direct pecuniary interest.