Yinghua Chen - 18 Mar 2026 Form 3 Insider Report for UTSTARCOM HOLDINGS CORP. (UTSI)

Role
Chief Human Resources Officer
Signature
Yinghua Chen
Issuer symbol
UTSI
Transactions as of
18 Mar 2026
Net transactions value
$0
Form type
3
Filing time
18 Mar 2026, 10:12:32 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Chen Yinghua Chief Human Resources Officer 4TH FLOOR, SOUTH WING, 368 LIUHE ROAD, BINJIANG DISTRICT, HANGZHOU Yinghua Chen 18 Mar 2026 0002118208

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UTSI Stock Option 18 Mar 2026 Common Stock 4,500 $4.28 Direct F1
holding UTSI Stock Option 18 Mar 2026 Common Stock 3,958 $4.56 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Granted on November 30, 2021; 50% vested on November 30, 2022, and the remaining 50% vested on November 30, 2023.
F2 Granted on November 30, 2020; 50% vested on November 30, 2021, and the remaining 50% vested on November 30, 2022.