Lingrong Lu - 18 Mar 2026 Form 3 Insider Report for UTSTARCOM HOLDINGS CORP. (UTSI)

Role
Chief Technology Officer
Signature
Lingrong Lu
Issuer symbol
UTSI
Transactions as of
18 Mar 2026
Net transactions value
$0
Form type
3
Filing time
18 Mar 2026, 10:25:16 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lu Lingrong Chief Technology Officer 4TH FLOOR, SOUTH WING, 368 LIUHE ROAD, BINJIANG DISTRICT, HANGZHOU Lingrong Lu 18 Mar 2026 0002117338

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding UTSI Commom Stock 523 18 Mar 2026 Direct
holding UTSI Commom Stock 1,023 18 Mar 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UTSI Stock Option 18 Mar 2026 Common Stock 4,500 $4.28 Direct F1
holding UTSI Stock Option 18 Mar 2026 Common Stock 3,958 $4.56 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Granted on November 30, 2021; 50% vested on November 30, 2022, and the remaining 50% vested on November 30, 2023.
F2 Granted on November 30, 2020; 50% vested on November 30, 2021, and the remaining 50% vested on November 30, 2022.