Lauren Lin - 26 Sep 2025 Form 4 Insider Report for WEALTHFRONT CORP (WLTH)

Signature
/s/ Lauren Lin
Issuer symbol
WLTH
Transactions as of
26 Sep 2025
Net transactions value
-$2,236,108
Form type
4
Filing time
15 Dec 2025, 20:27:04 UTC
Next filing
11 Dec 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lin Lauren CLO, CCO and Secretary C/O WEALTHFRONT CORPORATION, 261 HAMILTON AVENUE, PALO ALTO /s/ Lauren Lin 15 Dec 2025 0002082674

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WLTH Common Stock Options Exercise $0 +5,237 $0.000000 5,237 11 Dec 2025 Direct
transaction WLTH Common Stock Options Exercise $0 +17,014 +325% $0.000000 22,251 11 Dec 2025 Direct
transaction WLTH Common Stock Options Exercise $0 +1,500 +6.7% $0.000000 23,751 11 Dec 2025 Direct
transaction WLTH Common Stock Options Exercise $0 +137,500 +579% $0.000000 161,251 11 Dec 2025 Direct
transaction WLTH Common Stock Options Exercise $0 +75,000 +47% $0.000000 236,251 11 Dec 2025 Direct
transaction WLTH Common Stock Options Exercise $0 +18,750 +7.9% $0.000000 255,001 11 Dec 2025 Direct
transaction WLTH Common Stock Tax liability $1,812,902 -129,493 -51% $14.00 125,508 11 Dec 2025 Direct F1
transaction WLTH Common Stock Sale $423,206 -30,229 -24% $14.00 95,279 11 Dec 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WLTH Restricted Stock Units Award $0 +205,550 $0.000000 205,550 26 Sep 2025 Common Stock 205,550 Direct F3, F4, F5, F6, F7
transaction WLTH Restricted Stock Units Options Exercise $0 -5,237 -100% $0.000000 0 11 Dec 2025 Common Stock 5,237 Direct F3, F7, F8
transaction WLTH Restricted Stock Units Options Exercise $0 -17,014 -87% $0.000000 2,431 11 Dec 2025 Common Stock 17,014 Direct F3, F7, F9
transaction WLTH Restricted Stock Units Options Exercise $0 -1,500 -100% $0.000000 0 11 Dec 2025 Common Stock 1,500 Direct F3, F7, F10
transaction WLTH Restricted Stock Units Options Exercise $0 -137,500 -69% $0.000000 62,500 11 Dec 2025 Common Stock 137,500 Direct F3, F7, F11
transaction WLTH Restricted Stock Units Options Exercise $0 -75,000 -50% $0.000000 75,000 11 Dec 2025 Common Stock 75,000 Direct F3, F7, F12
transaction WLTH Restricted Stock Units Options Exercise $0 -18,750 -25% $0.000000 56,250 11 Dec 2025 Common Stock 18,750 Direct F3, F7, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction represents the number of shares of Common Stock withheld by the Issuer to satisfy tax withholding liabilities in connection with the net settlement of restricted stock units.
F2 The reported sale transaction represents the reporting person's participation in the Issuer's secondary offering, which occurred in conjunction with its initial public offering ("IPO").
F3 Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
F4 The transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the IPO, and the transaction is reported herein pursuant to Rule 16a-2(a).
F5 This restricted stock unit award represents an equity security previously reported on the reporting person's Form 3, which was acquired through an exempt transaction with the Issuer.
F6 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award shall vest as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vesting on December 15, 2025.
F7 These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
F8 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested as to 1/8 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2023. The award was fully time-vested as of December 15, 2024, and the entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.
F9 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on June 15, 2022. Time-vested portions of the award were settled for shares of the Issuer's Common Stock in connection with the IPO.
F10 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, November 22, 2022. The entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.
F11 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2023. Time-vested portions of the award were settled for shares of the Issuer's Common Stock in connection with the IPO.
F12 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on December 15, 2023. Time-vested portions of the award were settled for shares of the Issuer's Common Stock in connection with the IPO.
F13 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on December 15, 2024. Time-vested portions of the award were settled for shares of the Issuer's Common Stock in connection with the IPO.