Lauren Lin - 11 Dec 2025 Form 3 Insider Report for WEALTHFRONT CORP (WLTH)

Role
CLO, CCO and Secretary
Signature
/s/ Lauren Lin
Issuer symbol
WLTH
Transactions as of
11 Dec 2025
Net transactions value
$0
Form type
3
Filing time
11 Dec 2025, 20:47:44 UTC
Previous filing
15 Dec 2025
Next filing
17 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lin Lauren CLO, CCO and Secretary C/O WEALTHFRONT CORPORATION, 261 HAMILTON AVENUE, PALO ALTO /s/ Lauren Lin 11 Dec 2025 0002082674

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WLTH Stock Option (Right to Buy) 11 Dec 2025 Common Stock 59,132 $1.16 Direct F1
holding WLTH Stock Option (Right to Buy) 11 Dec 2025 Common Stock 22,500 $2.91 Direct F2
holding WLTH Restricted Stock Units 11 Dec 2025 Common Stock 5,237 Direct F3, F4, F5
holding WLTH Restricted Stock Units 11 Dec 2025 Common Stock 19,445 Direct F4, F5, F6
holding WLTH Restricted Stock Units 11 Dec 2025 Common Stock 1,500 Direct F4, F5, F7
holding WLTH Restricted Stock Units 11 Dec 2025 Common Stock 200,000 Direct F4, F5, F8
holding WLTH Restricted Stock Units 11 Dec 2025 Common Stock 150,000 Direct F4, F5, F9
holding WLTH Restricted Stock Units 11 Dec 2025 Common Stock 75,000 Direct F4, F5, F10
holding WLTH Restricted Stock Units 11 Dec 2025 Common Stock 205,550 Direct F4, F5, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on February 24, 2024.
F2 The option vested or vests as to 1/48 of the total award monthly, with the first tranche vested on October 2, 2022, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.
F3 The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the Issuer's initial public offering ("IPO"), as well as a service-based vesting schedule. The award vested as to 1/8 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2023. The award was fully time-vested as of December 15, 2024, and the entire award will be settled for shares of the Issuer's Common Stock in connection with the IPO.
F4 These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
F5 Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
F6 The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on June 15, 2022. Time-vested portions of the award will be settled for shares of the Issuer's Common Stock in connection with the IPO.
F7 The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, November 22, 2022. The entire award will be settled for shares of the Issuer's Common Stock in connection with the IPO.
F8 The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2023. Time-vested portions of the award will be settled for shares of the Issuer's Common Stock in connection with the IPO.
F9 The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on December 15, 2023. Time-vested portions of the award will be settled for shares of the Issuer's Common Stock in connection with the IPO.
F10 The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on December 15, 2024. Time-vested portions of the award will be settled for shares of the Issuer's Common Stock in connection with the IPO.
F11 The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO, as well as a service-based vesting schedule. The award shall vest as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vesting on December 15, 2025.