Alan Imberman - 05 Sep 2025 Form 4 Insider Report for WEALTHFRONT CORP (WLTH)

Signature
/s/ Lauren Lin, as Attorney-in-Fact
Issuer symbol
WLTH
Transactions as of
05 Sep 2025
Net transactions value
-$2,966,502
Form type
4
Filing time
15 Dec 2025, 20:21:23 UTC
Next filing
11 Dec 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Imberman Alan CFO and Treasurer C/O WEALTHFRONT CORPORATION, 261 HAMILTON AVENUE, PALO ALTO /s/ Lauren Lin, as Attorney-in-Fact 15 Dec 2025 0002082642

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WLTH Common Stock Options Exercise $98,000 +40,000 +101% $2.45 79,411 05 Sep 2025 Direct F1
transaction WLTH Common Stock Options Exercise $0 +95,785 +121% $0.000000 175,196 11 Dec 2025 Direct
transaction WLTH Common Stock Options Exercise $0 +159,687 +91% $0.000000 334,883 11 Dec 2025 Direct
transaction WLTH Common Stock Options Exercise $0 +70,875 +21% $0.000000 405,758 11 Dec 2025 Direct
transaction WLTH Common Stock Tax liability $1,664,502 -118,893 -29% $14.00 286,865 11 Dec 2025 Direct F2
transaction WLTH Common Stock Sale $1,400,000 -100,000 -35% $14.00 186,865 11 Dec 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WLTH Stock Option (Right to Buy) Options Exercise $0 -40,000 -100% $0.000000 0 05 Sep 2025 Common Stock 40,000 $2.45 Direct F1, F4
transaction WLTH Restricted Stock Units Award $0 +284,200 $0.000000 284,200 13 Oct 2025 Common Stock 284,200 Direct F1, F5, F6, F7
transaction WLTH Restricted Stock Units Options Exercise $0 -95,785 -100% $0.000000 0 11 Dec 2025 Common Stock 95,785 Direct F5, F7, F8
transaction WLTH Restricted Stock Units Options Exercise $0 -159,687 -44% $0.000000 205,313 11 Dec 2025 Common Stock 159,687 Direct F5, F7, F9
transaction WLTH Restricted Stock Units Options Exercise $0 -70,875 -19% $0.000000 307,125 11 Dec 2025 Common Stock 70,875 Direct F5, F7, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering ("IPO"), and the transaction is reported herein pursuant to Rule 16a-2(a). The reported transaction is an exempt transaction with the Issuer.
F2 The transaction represents the number of shares of Common Stock withheld by the Issuer to satisfy tax withholding liabilities in connection with the net settlement of restricted stock units.
F3 The reported sale transaction represents the reporting person's participation in the Issuer's secondary offering, which occurred in conjunction with the IPO.
F4 The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on October 26, 2019.
F5 Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
F6 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the Issuer's initial public offering, as well as a service-based vesting schedule. The award shall vest as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vesting on March 15, 2026.
F7 These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
F8 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested as to 1/8 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2023. The award was fully time-vested as of December 15, 2024, and the entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.
F9 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2024. Time-vested portions of the award were settled for shares of the Issuer's Common Stock in connection with the IPO.
F10 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2025. Time-vested portions of the award were settled for shares of the Issuer's Common Stock in connection with the IPO.