Alan Imberman - 11 Dec 2025 Form 3 Insider Report for WEALTHFRONT CORP (WLTH)

Signature
/s/ Lauren Lin, as Attorney-in-Fact
Issuer symbol
WLTH
Transactions as of
11 Dec 2025
Net transactions value
$0
Form type
3
Filing time
11 Dec 2025, 20:43:24 UTC
Previous filing
15 Dec 2025
Next filing
17 Dec 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Imberman Alan CFO and Treasurer C/O WEALTHFRONT CORPORATION, 261 HAMILTON AVENUE, PALO ALTO /s/ Lauren Lin, as Attorney-in-Fact 11 Dec 2025 0002082642

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WLTH Common Stock 79,411 11 Dec 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WLTH Stock Option (Right to Buy) 11 Dec 2025 Common Stock 15,000 $2.45 Direct F1
holding WLTH Stock Option (Right to Buy) 11 Dec 2025 Common Stock 61,000 $2.67 Direct F2
holding WLTH Stock Option (Right to Buy) 11 Dec 2025 Common Stock 160,000 $1.79 Direct F3
holding WLTH Stock Option (Right to Buy) 11 Dec 2025 Common Stock 125,000 $1.87 Direct F4
holding WLTH Stock Option (Right to Buy) 11 Dec 2025 Common Stock 125,000 $1.87 Direct F5
holding WLTH Stock Option (Right to Buy) 11 Dec 2025 Common Stock 13,794 $1.16 Direct F6
holding WLTH Stock Option (Right to Buy) 11 Dec 2025 Common Stock 534,585 $2.91 Direct F7
holding WLTH Restricted Stock Units 11 Dec 2025 Common Stock 95,785 Direct F8, F9, F10
holding WLTH Restricted Stock Units 11 Dec 2025 Common Stock 365,000 Direct F9, F10, F11
holding WLTH Restricted Stock Units 11 Dec 2025 Common Stock 378,000 Direct F9, F10, F12
holding WLTH Restricted Stock Units 11 Dec 2025 Common Stock 284,200 Direct F9, F10, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on July 1, 2020.
F2 The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on January 1, 2021.
F3 The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on July 1, 2022.
F4 The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on May 14, 2023.
F5 The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on July 1, 2023.
F6 The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on May 14, 2024.
F7 The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on March 31, 2025.
F8 The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the Issuer's initial public offering ("IPO"), as well as a service-based vesting schedule. The award vested as to 1/8 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2023. The award was fully time-vested as of December 15, 2024, and the entire award will be settled for shares of the Issuer's Common Stock in connection with the IPO.
F9 These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
F10 Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
F11 The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2024. Time-vested portions of the award will be settled for shares of the Issuer's Common Stock in connection with the IPO.
F12 The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2025. Time-vested portions of the award will be settled for shares of the Issuer's Common Stock in connection with the IPO.
F13 The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award shall vest as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vesting on March 15, 2026.