Nicholas Baes - Dec 23, 2024 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Operating Officer
Signature
/s/ Paul Simmons Attorney-in-Fact for Nicholas Baes
Stock symbol
BKKT
Transactions as of
Dec 23, 2024
Transactions value $
$0
Form type
4
Date filed
12/26/2024, 04:37 PM
Previous filing
Dec 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Award $0 +49.9K +189.83% $0.00 76.2K Dec 23, 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. These RSUs shall vest over three years with one-third (1/3) of such RSUs vesting on each anniversary of October 7, 2024, provided that the reporting person continues to be employed by the issuer through such date.
F2 Includes 73,888 shares of Class A Common Stock subject to RSUs that remain subject to vesting.