Nicholas Baes - 23 Dec 2024 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Operating Officer
Signature
/s/ Paul Simmons Attorney-in-Fact for Nicholas Baes
Issuer symbol
BKKT
Transactions as of
23 Dec 2024
Net transactions value
$0
Form type
4
Filing time
26 Dec 2024, 16:37:33 UTC
Previous filing
16 Dec 2024
Next filing
10 Apr 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Award $0 +49,907 +190% $0.000000 76,198 23 Dec 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. These RSUs shall vest over three years with one-third (1/3) of such RSUs vesting on each anniversary of October 7, 2024, provided that the reporting person continues to be employed by the issuer through such date.
F2 Includes 73,888 shares of Class A Common Stock subject to RSUs that remain subject to vesting.