Nicholas Baes - Dec 23, 2024 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role: Chief Operating Officer
Signature: /s/ Paul Simmons Attorney-in-Fact for Nicholas Baes
Stock symbol: BKKT
Transactions as of: Dec 23, 2024
Transactions value $: $0
Form type: 4
Date filed: 12/26/2024, 04:37 PM
Previous filing: Dec 16, 2024
Next filing: Apr 10, 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BKKT	Class A Common Stock	Award	$0	+49.9K	+189.83%	$0.00	76.2K	Dec 23, 2024	Direct	F1, F2

Showing 1 to 1 of 1 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. These RSUs shall vest over three years with one-third (1/3) of such RSUs vesting on each anniversary of October 7, 2024, provided that the reporting person continues to be employed by the issuer through such date.
F2	Includes 73,888 shares of Class A Common Stock subject to RSUs that remain subject to vesting.