Nicholas Baes - Dec 4, 2024 Form 3 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role: Chief Operating Officer
Signature: /s/ Paul Simmons Attorney-in-Fact for Nicholas Baes
Stock symbol: BKKT
Transactions as of: Dec 4, 2024
Transactions value $: $0
Form type: 3
Date filed: 12/16/2024, 04:34 PM
Next filing: Dec 26, 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	BKKT	Class A Common Stock						2.31K	Dec 4, 2024	Direct
holding	BKKT	Class A Common Stock						4.69K	Dec 4, 2024	Direct	F1
holding	BKKT	Class A Common Stock						14.6K	Dec 4, 2024	Direct	F2
holding	BKKT	Class A Common Stock						4.68K	Dec 4, 2024	Direct	F3

Showing 1 to 4 of 4 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs will vest in equal annual installments on April 1, 2025 and April 1, 2026, provided that the reporting person continues employment with the issuer as of each vesting date.
F2	These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs will vest in equal annual installments on April 22, 2025 and April 22, 2026, provided that the reporting person continues employment with the issuer as of each vesting date.
F3	These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs will vest in equal annual installments on September 24, 2025 and September 24, 2026, provided that the reporting person continues employment with the issuer as of each vesting date.