Nicholas Baes - Dec 4, 2024 Form 3 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Operating Officer
Signature
/s/ Paul Simmons Attorney-in-Fact for Nicholas Baes
Stock symbol
BKKT
Transactions as of
Dec 4, 2024
Transactions value $
$0
Form type
3
Date filed
12/16/2024, 04:34 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BKKT Class A Common Stock 2.31K Dec 4, 2024 Direct
holding BKKT Class A Common Stock 4.69K Dec 4, 2024 Direct F1
holding BKKT Class A Common Stock 14.6K Dec 4, 2024 Direct F2
holding BKKT Class A Common Stock 4.68K Dec 4, 2024 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs will vest in equal annual installments on April 1, 2025 and April 1, 2026, provided that the reporting person continues employment with the issuer as of each vesting date.
F2 These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs will vest in equal annual installments on April 22, 2025 and April 22, 2026, provided that the reporting person continues employment with the issuer as of each vesting date.
F3 These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs will vest in equal annual installments on September 24, 2025 and September 24, 2026, provided that the reporting person continues employment with the issuer as of each vesting date.