| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Fox David W Jr | EVP & Chief Financial Officer | 50 SOUTH LA SALLE ST, CHICAGO | David A. Serna, Attorney-in-Fact for David W. Fox, Jr. | 04 Mar 2026 | 0002039870 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Common Stock | Tax liability | -2,355 | -12% | $143.15* | 17,807 | 01 Mar 2026 | Direct | F1, F2 | |
| holding | NTRS | Common Stock | 38,575 | 01 Mar 2026 | By Trust | F3 | |||||
| holding | NTRS | Common Stock | 5,000 | 01 Mar 2026 | By Trust | F4 | |||||
| holding | NTRS | Common Stock | 11 | 01 Mar 2026 | By Trust | F3 |
| Id | Content |
|---|---|
| F1 | Reflects 2,355 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 5,610 previously reported stock units. The remaining 3,255 shares were distributed to the reporting person as shares of common stock. |
| F2 | Includes 14,552 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| F3 | Shares are held in a trust established for the benefit of the reporting person, of which the reporting person is the trustee and has investment control. |
| F4 | Shares are held in a trust established for the benefit of reporting person and his descendants, of which the reporting person is the trustee and has investment control. |