| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Fox David W Jr | EVP & Chief Financial Officer | 50 SOUTH LA SALLE ST, CHICAGO | David A. Serna, Attorney-in-Fact for David W. Fox, Jr. | 2025-12-05 | 0002039870 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Common Stock | Tax liability | -$25.2K | -192 | -1.37% | $131.32 | 13.8K | Dec 3, 2025 | Direct | F1, F2 |
| holding | NTRS | Common Stock | 40.4K | Dec 3, 2025 | By Trust | F3 | |||||
| holding | NTRS | Common Stock | 5K | Dec 3, 2025 | By Trust | F4 | |||||
| holding | NTRS | Common Stock | 11 | Dec 3, 2025 | By Trust |
| Id | Content |
|---|---|
| F1 | Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. |
| F2 | Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| F3 | Shares are held in a trust established for the benefit of the reporting person, of which the reporting person is the trustee and has investment control. |
| F4 | Shares are held in a trust established for the benefit of reporting person and his descendants, of which the reporting person is the trustee and has investment control. |