Cindy Lee - 04 Feb 2026 Form 4 Insider Report for Virtu Financial, Inc. (VIRT)

Role: Chief Financial Officer
Signature: Justin Waldie, as Attorney-in-Fact
Issuer symbol: VIRT
Transactions as of: 04 Feb 2026
Net transactions value: $0
Form type: 4
Filing time: 06 Feb 2026, 16:12:27 UTC
Previous filing: 04 Feb 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Lee Cindy	Chief Financial Officer	1633 BROADWAY, 41ST FLOOR, NEW YORK	Justin Waldie, as Attorney-in-Fact	06 Feb 2026	0002033153

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VIRT	Class A common stock	Options Exercise		+1,172	+5.3%		23,249	04 Feb 2026	Direct	F1
transaction	VIRT	Class A common stock	Tax liability		-589	-2.5%		22,660	04 Feb 2026	Direct	F2
transaction	VIRT	Class A common stock	Options Exercise		+12,500	+55%		35,160	04 Feb 2026	Direct	F1
transaction	VIRT	Class A common stock	Tax liability		-6,274	-18%		28,886	04 Feb 2026	Direct	F2
transaction	VIRT	Class A common stock	Award		+5,523	+19%		34,409	04 Feb 2026	Direct	F3
transaction	VIRT	Class A common stock	Tax liability		-2,772	-8.1%		31,637	04 Feb 2026	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VIRT	Restricted Stock Unit	Options Exercise	$0	-1,172	-1.5%	$0.000000	78,423	04 Feb 2026	Class A common stock	1,172		Direct	F4, F5
transaction	VIRT	Restricted Stock Unit	Options Exercise	$0	-12,500	-16%	$0.000000	65,923	04 Feb 2026	Class A common stock	12,500		Direct	F4, F5
transaction	VIRT	Restricted Stock Unit	Award	$0	+8,284	+13%	$0.000000	74,207	04 Feb 2026	Class A common stock	8,284		Direct	F4, F6
holding	VIRT	Non-voting common interest units of Virtu Financial LLC						4,760	04 Feb 2026	Class A common stock	4,760		See footnote	F7, F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares of Class A common stock issued in settlement of vested shares granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.
F2	Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.
F3	Shares of Class A common stock granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.
F4	Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F5	The RSUs vested on February 4, 2026
F6	The RSUs vest on February 4, 2027, February 4, 2028 and February 4, 2029.
F7	Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.
F8	By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold vested and unvested Virtu Financial Units and shares of Class C Common Stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein.