Cindy Lee - 02 Feb 2026 Form 4 Insider Report for Virtu Financial, Inc. (VIRT)

Role: Chief Financial Officer
Signature: Justin Waldie, as Attorney-in-Fact
Issuer symbol: VIRT
Transactions as of: 02 Feb 2026
Net transactions value: $0
Form type: 4
Filing time: 04 Feb 2026, 16:05:50 UTC
Previous filing: 01 Aug 2025
Next filing: 06 Feb 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Lee Cindy	Chief Financial Officer	1633 BROADWAY, 41ST FLOOR, NEW YORK	Justin Waldie, as Attorney-in-Fact	04 Feb 2026	0002033153

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VIRT	Class A common stock	Options Exercise		+2,749	+15%		21,341	02 Feb 2026	Direct	F1
transaction	VIRT	Class A common stock	Tax liability		-1,108	-5.2%		20,233	02 Feb 2026	Direct	F2
transaction	VIRT	Class A common stock	Options Exercise		+3,090	+15%		23,323	03 Feb 2026	Direct	F1
transaction	VIRT	Class A common stock	Tax liability		-1,246	-5.3%		22,077	03 Feb 2026	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VIRT	Restricted Stock Unit	Options Exercise	$0	-2,749	-8.3%	$0.000000	30,342	02 Feb 2026	Class A common stock	2,749		Direct	F3, F4
transaction	VIRT	Restricted Stock Unit	Options Exercise	$0	-3,090	-10%	$0.000000	27,252	03 Feb 2026	Class A common stock	3,090		Direct	F3, F5
holding	VIRT	Non-voting common interest units of Virtu Financial LLC						4,760	02 Feb 2026	Class A common stock	4,760		See footnote	F6, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares of Class A common stock issued in settlement of vested shares granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.
F2	Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.
F3	Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F4	The RSUs vested on February 2, 2026.
F5	The RSUs vested on February 3, 2026.
F6	Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.
F7	By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold vested and unvested Virtu Financial Units and shares of Class C Common Stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein.