| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SCHW | Common Stock | Sale | -$75K | -1.15K | -1.82% | $65.20 | 61.9K | Aug 1, 2024 | by Trust | F1 |
| holding | SCHW | Common Stock | 25.2K | Aug 1, 2024 | Direct | ||||||
| holding | SCHW | Common Stock | 7.15K | Aug 1, 2024 | by ESPP | F2 | |||||
| holding | SCHW | Common Stock | 1.14K | Aug 1, 2024 | by Son 1 | ||||||
| holding | SCHW | Common Stock | 1.14K | Aug 1, 2024 | by Son 2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The transaction was effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 9, 2023. |
| F2 | This information is based on a plan statement as of July 31, 2024. |