Paul Woolway V - 24 Jul 2024 Form 3 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
MD, Chief Banking Officer
Signature
/s/ P. Blake Allen, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
24 Jul 2024
Net transactions value
$0
Form type
3
Filing time
02 Aug 2024, 17:26:29 UTC
Next filing
02 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SCHW Common Stock 25,153 24 Jul 2024 Direct F1
holding SCHW Common Stock 63,037 24 Jul 2024 by Trust
holding SCHW Common Stock 7,106 24 Jul 2024 by ESPP F2
holding SCHW Common Stock 1,139 24 Jul 2024 by Son 1
holding SCHW Common Stock 1,139 24 Jul 2024 by Son 2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SCHW Nonqualified Stock Option (right to buy) 24 Jul 2024 Common Stock 31,767 $52.05 Direct F3
holding SCHW Nonqualified Stock Option (right to buy) 24 Jul 2024 Common Stock 20,260 $46.81 Direct F3
holding SCHW Nonqualified Stock Option (right to buy) 24 Jul 2024 Common Stock 25,841 $41.98 Direct F3
holding SCHW Nonqualified Stock Option (right to buy) 24 Jul 2024 Common Stock 25,433 $64.10 Direct F4
holding SCHW Nonqualified Stock Option (right to buy) 24 Jul 2024 Common Stock 17,890 $77.86 Direct F4
holding SCHW Nonqualified Stock Option (right to buy) 24 Jul 2024 Common Stock 19,152 $77.41 Direct F5
holding SCHW Nonqualified Stock Option (right to buy) 24 Jul 2024 Common Stock 22,002 $66.47 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported holding comprises 7,495 performance-based restricted stock units granted under the company's 2013 Stock Incentive Plan and 17,658 performance-based restricted stock units granted under the company's 2022 Stock Incentive Plan, all of which vest in four equal annual installments beginning on the first anniversary of the grant date.
F2 This information is based on a plan statement as of July 18, 2024.
F3 The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.
F4 The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.
F5 The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Remarks:

Exhibit 24 - Power of Attorney