Yves le Pendeven - 12 Mar 2026 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CFO
Signature
/s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven
Issuer symbol
FNKO
Transactions as of
12 Mar 2026
Net transactions value
-$23,846
Form type
4
Filing time
16 Mar 2026, 18:20:10 UTC
Previous filing
10 Mar 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Le Pendeven Yves CFO C/O FUNKO, INC., 2802 WETMORE AVENUE, EVERETT /s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven 16 Mar 2026 0002014560

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise +9,767 +21% $0.000000* 55,705 12 Mar 2026 Direct F1
transaction FNKO CLASS A COMMON STOCK Sale $13,259 -3,199 -5.7% $4.14 52,506 13 Mar 2026 Direct F2, F3
transaction FNKO CLASS A COMMON STOCK Options Exercise +8,400 +16% $0.000000* 60,906 13 Mar 2026 Direct F1
transaction FNKO CLASS A COMMON STOCK Sale $10,586 -2,832 -4.6% $3.74 58,074 16 Mar 2026 Direct F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise -9,767 -25% $0.000000* 29,302 12 Mar 2026 CLASS A COMMON STOCK 9,767 Direct F1, F5
transaction FNKO Restricted Stock Units Options Exercise -8,400 -33% $0.000000* 16,800 13 Mar 2026 CLASS A COMMON STOCK 8,400 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 Shares were sold to cover taxes upon the vesting of restricted stock units pursuant to a Rule 10b5-1 sell to cover instruction date June 14 2023.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.12 to $4.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.66 to $3.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5 On March 12, 2025, the Reporting Person was granted 39,069 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 12, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F6 On March 13, 2024, the Reporting Person was granted 33,600 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.