| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Zeiden David | Chief Legal Officer | 799 BROADWAY, NEW YORK | /s/ David Zeiden | 03 Feb 2026 | 0001991661 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RITM | Class B Profits Units of Rithm Capital Management LLC | Award | $0 | +470 | +2.1% | $0.000000 | 22,907 | 30 Jan 2026 | Common Stock | 470 | Direct | F1, F2, F3 | |
| transaction | RITM | Class B Profits Units of Rithm Capital Management LLC | Award | $0 | +313 | +2.1% | $0.000000 | 15,270 | 30 Jan 2026 | Common Stock | 313 | Direct | F1, F2, F4 |
| Id | Content |
|---|---|
| F1 | Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. |
| F2 | Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. |
| F3 | Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. |
| F4 | Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. |