| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Zeiden David | Chief Legal Officer | 799 BROADWAY, NEW YORK | /s/ David Zeiden | 22 Jan 2026 | 0001991661 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RITM | Class B Profits Units of Rithm Capital Management LLC | Award | $0 | +14,957 | $0.000000 | 14,957 | 20 Jan 2026 | Common Stock | 14,957 | Direct | F1, F2, F3, F4 |
| Id | Content |
|---|---|
| F1 | Class B Profit Units of Rithm Capital Management LLC ("RCM") are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award arrangement. |
| F2 | Represents Class B Profit Units in RCM earned based on annual return on equity for the 2025 performance period, as certified by the Compensation Committee on January 20, 2026. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches. |
| F3 | These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. |
| F4 | The reported amount also includes 941 dividend equivalent rights accrued with respect to the earned Class B Profits Units. Dividend equivalent Class B Profits Units vest on the same schedule and are subject to the same terms and conditions as the underlying awards. |