Jason P. Hanson - 01 Feb 2026 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Pres.- Global Payment Network
Signature
/s/ Blaise F. Brennan (POA on file)
Issuer symbol
COF
Transactions as of
01 Feb 2026
Net transactions value
-$921,039
Form type
4
Filing time
03 Feb 2026, 16:44:10 UTC
Previous filing
31 Dec 2025
Next filing
05 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Hanson Jason P. Pres.- Global Payment Network 1680 CAPITAL ONE DRIVE, MCLEAN /s/ Blaise F. Brennan (POA on file) 03 Feb 2026 0001982604

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Options Exercise +1,087 +3.3% 33,566 01 Feb 2026 Direct F1
transaction COF Common Stock Tax liability $76,188 -348 -1% $218.93 33,218 01 Feb 2026 Direct F2
transaction COF Common Stock Options Exercise +5,996 +18% 39,214 01 Feb 2026 Direct F1
transaction COF Common Stock Tax liability $467,416 -2,135 -5.4% $218.93 37,079 01 Feb 2026 Direct F2
transaction COF Common Stock Options Exercise +3,890 +10% 40,969 01 Feb 2026 Direct F1
transaction COF Common Stock Tax liability $377,435 -1,724 -4.2% $218.93 39,245 01 Feb 2026 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COF Restricted Stock Units Options Exercise $0 -1,087 -100% $0.000000 0 01 Feb 2026 Common Stock 1,087 $0.000000 Direct F1, F3
transaction COF Restricted Stock Units Options Exercise $0 -5,996 -50% $0.000000 5,996 01 Feb 2026 Common Stock 5,996 $0.000000 Direct F1, F3, F4
transaction COF Restricted Stock Units Options Exercise $0 -3,890 -33% $0.000000 7,776 01 Feb 2026 Common Stock 3,890 $0.000000 Direct F1, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis
F2 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligations associated with the vesting of previously granted restricted stock units. This is authorized in the applicable restricted stock award agreement.
F3 Shares of Issuer common stock in respect of restricted stock unit awards. Reflects restricted stock unit awards in respect of shares of common stock of Discover Financial Services that were converted into restricted stock unit awards in respect of shares of common stock of the Issuer.
F4 The restricted stock units vest in two equal annual installments beginning 02/01/2026.
F5 The restricted stock units vest in three equal annual installments beginning 02/01/2026.