Jason P. Hanson - 01 Aug 2025 Form 4/A - Amendment Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Signature
/s/ Blaise F. Brennan (POA on file)
Issuer symbol
COF
Transactions as of
01 Aug 2025
Net transactions value
$0
Form type
4/A - Amendment
Filing time
31 Dec 2025, 16:37:59 UTC
Date Of Original Report
05 Aug 2025
Previous filing
05 Jun 2025
Next filing
03 Feb 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Hanson Jason P. Pres.- Global Payment Network 1680 CAPITAL ONE DRIVE, MCLEAN /s/ Blaise F. Brennan (POA on file) 31 Dec 2025 0001982604

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Options Exercise +2,014 +6.6% 32,479 01 Aug 2025 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COF Restricted Stock Units Options Exercise $0 -2,014 -7% $0.000000 26,759 01 Aug 2025 Common Stock 2,014 $0.000000 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 5, 2025, the reporting person filed a Form 4 following the vesting of restricted stock units and the automatic withholding by the issuer to satisfy the reporting person's tax obligation. The original filing inadvertently omitted reporting the vesting of the restricted stock units.
F2 Restricted stock units convert into common stock on a one-for-one basis.
F3 The restricted stock units ("RSUs") vest in two equal annual installments beginning 08/01/2025. The RSUs have no expiration date.