Lauren N. Silveira - May 11, 2023 Form 3 Insider Report for RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC)

Role
VP, Chief Accounting Officer
Signature
/s/ Michael B. Haines, Attorney-in-fact for Lauren N. Silveira
Stock symbol
ROIC
Transactions as of
May 11, 2023
Transactions value $
$0
Form type
3
Date filed
5/11/2023, 04:48 PM
Next filing
Jan 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ROIC Common Stock, par value $0.0001 per share 27.6K May 11, 2023 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 4,999 and 8,000 shares of unvested restricted stock issued pursuant to the Retail Opportunity Investments Corp. Amended and Restated 2009 Equity Plan and Second Amended and Restated 2009 Equity Plan, respectively. These shares vest ratably over a 3-year period based on their grant dates. 6,000 shares vest on January 1, 2024, 4,333 shares vest on January 1, 2025 and 2,666 shares vest on January 1, 2026.
F2 These shares are held by the Silveira Family Trust dated February 15, 2017 of which Lauren N. Silveira is a Trustee.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney