Lauren N. Silveira - 11 May 2023 Form 3 Insider Report for RETAIL OPPORTUNITY INVESTMENTS CORP

Role
VP, Chief Accounting Officer
Signature
/s/ Michael B. Haines, Attorney-in-fact for Lauren N. Silveira
Issuer symbol
N/A
Transactions as of
11 May 2023
Net transactions value
$0
Form type
3
Filing time
11 May 2023, 16:48:19 UTC
Next filing
03 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ROIC Common Stock, par value $0.0001 per share 27,567 11 May 2023 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 4,999 and 8,000 shares of unvested restricted stock issued pursuant to the Retail Opportunity Investments Corp. Amended and Restated 2009 Equity Plan and Second Amended and Restated 2009 Equity Plan, respectively. These shares vest ratably over a 3-year period based on their grant dates. 6,000 shares vest on January 1, 2024, 4,333 shares vest on January 1, 2025 and 2,666 shares vest on January 1, 2026.
F2 These shares are held by the Silveira Family Trust dated February 15, 2017 of which Lauren N. Silveira is a Trustee.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney