Lauren N. Silveira - 01 Jan 2024 Form 4 Insider Report for RETAIL OPPORTUNITY INVESTMENTS CORP

Role
VP, Chief Accounting Officer
Signature
/s/ Michael B. Haines, Attorney-in-fact for Lauren N. Silveira
Issuer symbol
N/A
Transactions as of
01 Jan 2024
Net transactions value
-$34,486
Form type
4
Filing time
03 Jan 2024, 16:10:23 UTC
Previous filing
11 May 2023
Next filing
21 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROIC Common Stock, par value $0.0001 per share Tax liability $34,486 -2,458 -8.9% $14.03 25,109 01 Jan 2024 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of shares of common stock, par value $0.0001 per share ("common stock"), of Retail Opportunity Investments Corp., a Maryland corporation (the "Company"), withheld by the Company in order to satisfy the tax withholding obligation of the reporting person in connection with shares of restricted common stock that vested.
F2 These shares are held by the Silveira Family Trust dated February 15, 2017 of which the reporting person is a Trustee.