Marc Maun - Jan 8, 2024 Form 4 Insider Report for BOK FINANCIAL CORP (BOKF)

Role
EVP - Regional Banking
Signature
/s/ Tamara Sloan, Power of Attorney
Stock symbol
BOKF
Transactions as of
Jan 8, 2024
Transactions value $
-$12,406
Form type
4
Date filed
1/10/2024, 06:31 PM
Previous filing
Mar 2, 2023
Next filing
Feb 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BOKF Common Stock Tax liability -$12.4K -146 -0.7% $85.16 20.5K Jan 8, 2024 Direct
transaction BOKF Common Stock Disposed to Issuer -1.25K -6.09% 19.3K Jan 8, 2024 Direct F1
holding BOKF Common Stock 12.2K Jan 8, 2024 Marc Christopher Maun Revocable Trust (1997)
holding BOKF Common Stock 137 Jan 8, 2024 by 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BOKF Phantom Stock Award +1.25K +18.81% 7.89K Jan 8, 2024 Common Stock 1.25K Direct F1, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person elected to defer receipt of 1,395 shares of common stock issuable upon the exercise of stock options. 145.673 of the deferred shares were used to pay the exercise price and taxes on the options. The reporting person elected to diversify the 1,249.327 shares of BOKF phantom stock remaining after payment of the exercise price and taxes to alternative investments.
F2 Includes 2.7929 shares of BOKF common stock acquired under the BOKF 401(k) plan since the date of the reporting person's last ownership report.
F3 Each share of phantom stock represents a right to receive one share of common stock, or at the Company's election, the cash value thereof.
F4 The phantom stock becomes payable upon the reporting person's termination of employment with the Company.
F5 Includes 168.645 shares of BOKF phantom stock acquired under a BOKF dividend reinvestment plan since the date of the reporting person's last ownership report.