Marc Maun - Feb 28, 2023 Form 4 Insider Report for BOK FINANCIAL CORP (BOKF)

Role
EVP - Regional Banking
Signature
/s/ Tamara Wagman, Power of Attorney
Stock symbol
BOKF
Transactions as of
Feb 28, 2023
Transactions value $
$0
Form type
4
Date filed
3/2/2023, 05:11 PM
Previous filing
Jan 12, 2023
Next filing
Jan 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BOKF Common Stock Disposed to Issuer $0 -2.89K -16.72% $0.00 14.4K Feb 28, 2023 Direct F1
transaction BOKF Common Stock Award $0 +6.29K +43.74% $0.00 20.7K Mar 1, 2023 Direct F2
holding BOKF Common Stock 12.2K Feb 28, 2023 Marc Christopher Maun Revocable Trust
holding BOKF Common Stock 134 Feb 28, 2023 by 401(k) Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BOKF Phantom Stock 6.47K Feb 28, 2023 Common Stock 6.47K Direct F4, F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents forfeiture of unvested restricted stock based upon performance goals established pursuant to the BOKF Executive Incentive Plan for restricted stock awards made in 2020.
F2 Represents restricted stock which vests on January 13, 2026. Shares are subject to forfeiture (i) upon termination of employment prior to vesting, and (ii) if certain performance earnings per share targets established pursuant to BOKF Executive Incentive Plan are not met.
F3 Includes 0.6938 shares of BOKF common stock acquired under the BOKF 401(k) plan since the date of the reporting person's last ownership report.
F4 Each share of Phantom Stock represents a right to receive one share of Common Stock, or at the Company's election, the cash value thereof.
F5 The Phantom Stock becomes payable upon the reporting person's termination of employment with the Company.
F6 Previous reports included an immaterial administrative error under reporting 2.05 shares of Phantom Stock.
F7 Includes 97.75 shares of Phantom Stock acquired through a BOK Financial Corporation dividend reinvestment plan in which Mr. Maun is a participant.