Chiao Chieh Huang - Jun 29, 2023 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Signature
/s/ Lesley A. Matt, as Attorney-in-Fact
Stock symbol
EFOI
Transactions as of
Jun 29, 2023
Transactions value $
$604,498
Form type
4
Date filed
8/8/2023, 02:34 PM
Previous filing
Apr 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFOI Common Stock Award $604K +343K +101.9% $1.76 681K Jun 29, 2023 Direct F1
holding EFOI Common Stock 42.8K Jun 29, 2023 Shares held by Sander Electronics, a controlled affiliate of Mr. Huang.
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Rule 16b-3 exempt acquisition from the Issuer.