Huang Chiao Chieh - 28 Mar 2023 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Role
Director, 10%+ Owner
Signature
/s/ James R. Warren, as Attorney-in-Fact
Issuer symbol
EFOI
Transactions as of
28 Mar 2023
Net transactions value
+$60,859
Form type
4
Filing time
04 Apr 2023, 16:41:22 UTC
Previous filing
28 Feb 2023
Next filing
08 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFOI Common Stock Award $60,859 +108,502 +4.3% $0.5609 2,659,017 28 Mar 2023 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Rule 16b-3 exempt acquisition from the Issuer.
F2 Consists of 299,520 shares of common stock held by Sander Electronics and 2,359,497 shares held by Mr. Huang directly. Sander Electronics is a controlled affiliate of Mr. Huang.