Chiao Chieh Huang - Mar 28, 2023 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Role
Director, 10%+ Owner
Signature
/s/ James R. Warren, as Attorney-in-Fact
Stock symbol
EFOI
Transactions as of
Mar 28, 2023
Transactions value $
$60,859
Form type
4
Date filed
4/4/2023, 04:41 PM
Previous filing
Feb 28, 2023
Next filing
Aug 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFOI Common Stock Award $60.9K +109K +4.25% $0.56 2.66M Mar 28, 2023 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Rule 16b-3 exempt acquisition from the Issuer.
F2 Consists of 299,520 shares of common stock held by Sander Electronics and 2,359,497 shares held by Mr. Huang directly. Sander Electronics is a controlled affiliate of Mr. Huang.