Joseph Cumello - 20 Jun 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP, General Mgr. Blue Planet
Signature
By: Michelle Rankin For: Joseph Cumello
Issuer symbol
CIEN
Transactions as of
20 Jun 2023
Net transactions value
-$45,159
Form type
4
Filing time
22 Jun 2023, 13:46:21 UTC
Previous filing
22 Mar 2023
Next filing
19 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability $8,395 -195 -0.43% $43.05 44,914 20 Jun 2023 Direct F1, F2
transaction CIEN Common Stock Tax liability $5,941 -138 -0.31% $43.05 44,776 20 Jun 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability $7,835 -182 -0.41% $43.05 44,594 20 Jun 2023 Direct F2, F4
transaction CIEN Common Stock Tax liability $12,872 -299 -0.67% $43.05 44,295 20 Jun 2023 Direct F2, F5
transaction CIEN Common Stock Tax liability $5,295 -123 -0.28% $43.05 44,172 20 Jun 2023 Direct F2, F6
transaction CIEN Common Stock Tax liability $4,822 -112 -0.25% $43.05 44,060 20 Jun 2023 Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares witheld to cover payment of tax liabilities of the reporting person related to a restricted stock unitl (RSU) award agreement dated 10/1/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F6 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 2/3/2023.
F7 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.