Joseph Cumello - Mar 20, 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP, General Mgr. Blue Planet
Signature
By: Michelle Rankin For: Joseph Cumello
Stock symbol
CIEN
Transactions as of
Mar 20, 2023
Transactions value $
-$55,069
Form type
4
Date filed
3/22/2023, 06:57 PM
Previous filing
Feb 7, 2023
Next filing
Jun 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$6.48K -129 -0.28% $50.20 46.1K Mar 20, 2023 Direct F1, F2
transaction CIEN Common Stock Tax liability -$11.3K -226 -0.49% $50.20 45.9K Mar 20, 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability -$7.18K -143 -0.31% $50.20 45.7K Mar 20, 2023 Direct F2, F4
transaction CIEN Common Stock Tax liability -$8.89K -177 -0.39% $50.20 45.5K Mar 20, 2023 Direct F2, F5
transaction CIEN Common Stock Tax liability -$15K -299 -0.66% $50.20 45.2K Mar 20, 2023 Direct F2, F6
transaction CIEN Common Stock Tax liability -$6.17K -123 -0.27% $50.20 45.1K Mar 20, 2023 Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/1/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 2/3/2023.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F6 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F7 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 2/03/2023.

Remarks:

SVP, General Mgr. Blue Planet