Joseph Cumello - 20 Mar 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP, General Mgr. Blue Planet
Signature
By: Michelle Rankin For: Joseph Cumello
Issuer symbol
CIEN
Transactions as of
20 Mar 2023
Net transactions value
-$55,069
Form type
4
Filing time
22 Mar 2023, 18:57:09 UTC
Previous filing
07 Feb 2023
Next filing
22 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability $6,476 -129 -0.28% $50.20 46,077 20 Mar 2023 Direct F1, F2
transaction CIEN Common Stock Tax liability $11,345 -226 -0.49% $50.20 45,851 20 Mar 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability $7,179 -143 -0.31% $50.20 45,708 20 Mar 2023 Direct F2, F4
transaction CIEN Common Stock Tax liability $8,885 -177 -0.39% $50.20 45,531 20 Mar 2023 Direct F2, F5
transaction CIEN Common Stock Tax liability $15,010 -299 -0.66% $50.20 45,232 20 Mar 2023 Direct F2, F6
transaction CIEN Common Stock Tax liability $6,175 -123 -0.27% $50.20 45,109 20 Mar 2023 Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 10/1/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 2/3/2023.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F6 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 filed on 2/3/2023.
F7 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 2/1/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 2/03/2023.

Remarks:

SVP, General Mgr. Blue Planet